SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data service in many forms which can be accessed via SEC website. The data can be downloaded through SEC...
Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses are eligible for the program), (2) derivatives clearing house business, and (3) the securit...
-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at
for three more years (2024-2026), and to expand the fee deduction scope to include consulting expenses for the preparation of carbon footprint disclosure. In this regard, the deductible amount would
the date of this transaction, it will make the total transaction size equal to 9.20 percent of the Company’s total asset value. The transaction size does not fall within the scope to report information
deemed as internal organization restructure for the Company group, which does not fall into the scope of (a) the acquisition or the disposal of assets under the Notification of Capital Market Supervisory
approve an issuance of new shares under this Notification; (6) the offering of newly issued shares has a nature that may fall under the scope of avoiding other regulations enacted under the Securities and
consider the restructure of the Company’s precision subsidiaries is deemed as internal organization restructure for the Company group, which does not fall into the scope of (a) the acquisition or the