SECURITIES AND EXCHANGE COMMISSION (UNOFFICIAL TRANSLATION) Codified up to No.2 As of 10 July 2015 Readers should be aware that only the original Thai text has legal force and that this English
a conglomerate company or joint venture; (7) “ SEC Office ” means the Office of the Securities and Exchange Commission. Clause 2/1 This Notification is applicable to reporting the results of selling
SECURITIES AND EXCHANGE COMMISSION TRANSLATED VERSION codified up to No.15 as of April 8, 2015 Readers should be aware that only the original Thai text has legal force and that this English
duty to comply with the Notifications of the Securities and Exchange Commission concerning Maintenance of Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the
Securities and Exchange Commission concerning Maintenance of Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the securities company under the first paragraph to
The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
met the requirements of the Notification of the Securities and Exchange Commission Re: Units of Foreign ETF Deemed as Securities Not Subject to Provisions on Public Offering of Securities on the SEC
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