Understanding (MOU) on Expedited Review Framework for Secondary Listings.The Expedited Review Framework is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The

and the management, discussed approaches that the SET could adopt to review rules relating to securities trading in cash account, particularly in placing asset as collateral before purchasing in

Diligence (KYC/CDD) and credit line review practices, particularly for those clients who have traded securities under cash balance rule or inappropriately transferred their securities to raise credit limits

Bangkok, February 6, 2013 - The SEC has instructed Thai Unique Coil Center Plc., (TUCC) to review and rectify its financial statements for the second and third quarters of 2012. TUCC is required to

Microsoft Word - 60-12-21 แก้ไข IM1-NMG-Disposal Assets-En เพิ่มเติม หลังส่ง Review 17.50 (2) Information Memorandum on the Asset Disposal and the Entry into Connected Transactions from Divestment of

Microsoft Word - 60-12-21 แก้ไข IM1-NMG-Disposal Assets-TH เพิ่มเติม หลังส่ง Review 17.50 (3) สารสนเทศเกีย่วกบัการจาํหน่ายไปซ่ึงสินทรัพย์และการเข้าทาํรายการทีเ่กีย่วโยงกนั ของ บริษทั เนช่ัน มัลตมิีเด

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 19/02/2018 - 27/02/2018

Proceeds: the issuer must demonstrate the tracking of the managed proceeds for the designated project and credit the proceeds into a sub-account, in clear separation from the issuer’s other accounts; 2.4

. Thirachai Phuvanatnaranubala, SEC Secretary-General stated that ?The 10% collateral requirement for cash account remains unchanged and, presently, the SEC has no plan to make any review in this matter.?

Bangkok, June 6, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its 2013 and Q1/2014 financial statements due to limitation on auditors? audit/review scope, respectively. VTE is