, the first and third quarters of 2013, and the year 2013 in order to avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The public
suspending {A}, an employee of Kiatnakin Securities Co., Ltd. and {B}, an employee of Phara Securities Plc. and also revealing {C}'s inappropriate behavior. The SEC found from its routine inspection that {A
employee of Ausiris Futures Co., Ltd. {A} and four employees of KGI Securities (Thailand) PLC {B}, {C}, {D}, and {E}, effectively from August 17, 2012, as well as revealing inappropriate actions of {F} and
Tangible Assets n/a Criteria based on Net Profits n/a Criteria based on Total Value of Consideration based on the reviewed consolidated financial statements as of June 30, 2017. Total Value of Considerations
avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The said misconduct was in violation of Section 312 of the SEA. The SEC therefore
Net Profits n/a Criteria based on Total Value of Consideration based on the reviewed consolidated financial statements as of June 30, 2017. Total Value of Considerationx 100 Net Tangible Assets of LPH
transaction including additional announcement and according to the announcement of the Stock Exchange of Thailand regarding the revealing of operating data of registered company in connected transaction B.E
”, “associate company”, “connected person”, “executive”, “major shareholder”, “controlling person”, “person who may have a conflict of interest” and “consolidated financial statements” shall have the same meaning
the details in written to the clients or provident fund committee, as the case may be, accompanying with the revealing of the information of investment and performance of private fund in accordance with