trigger fund rules require that intermidiaries disclose clear information with regard to commission fees, product features and risk warnings. For example, the information that the trigger point is not a

sufficient information for investors to make an informed investment decision. Existing shareholders affected by dilution – the company must disclose clear and sufficient information in the notice calling

"Stable". RML acknowledged the downgrade credit rating result prior to the effective date of Filing Form but RML did not reveal this credit rating in Filing Form. 27/12/2021 agreed to comply

liable for RML’s failure to reveal the downgrade credit rating which should have been stated in the registration statement and draft prospectus (Filing Form) in materiality. 27/12/2021 agreed to comply

distributing credit ratings and reports, and for when a credit rating will be withdrawn. 3.6 A CRA should disclose clear definitions of the meaning of each category in its rating scales, including the definition

© OECD 2015 5 I) Ensuring the basis for an effective corporate governance framework; The chapter emphasizes the role of corporate governance framework in promoting transparent and fair markets, and the

withdrawn. 3.6 A CRA should disclose clear definitions of the meaning of each category in its rating scales, including the definition of default. 3.7 A CRA should differentiate credit ratings of structured

continually carried on. This includes, for example, preventive measures against siphoning by requiring transparent disclosure of information when applying for a resolution from the shareholdersû meeting to

ขวัญและของกำนัล ทุกชนิดจากการปฏิบัติหน้าที่ (No Gift Policy) - คำสั่งแต่งตั้งคณะทำงาน ด้านองค์กรโปร่งใส https://www.sec.or.th/ TH/Documents/About Us/Corporate- transparent- workinggroup.pdf - นโยบาย

transparent, fair and free from anti-competitive situations;        (2) Post-approval duties of the association: The association shall perform its duties in accordance with good governance principles and