check the transaction before executing it for the client. Additionally, the evidentiary documentation of such transaction must be kept ready for retrieval upon the SEC’s request for inspection; (2) The

ready for retrieval upon the SEC’s request, and (3) cancellation of reports that are no longer necessary. Under the current regulations, only 33 reports can be submitted via electronic means. After the

information via generally accessible channels of business operators or preparation and storage of information in a manner ready for retrieval upon the SEC’s request, and (3) cancellation of reports that are no

the client. Additionally, the evidentiary documentation of such transaction must be kept ready for retrieval upon the SEC’s request for inspection; (2) The use of a client’s assets, fiat money and

Reporting Person : - | Type of securities : - | Date of reporting obligation : 16/10/2006

Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/09/2007

Reporting Person : - | Type of securities : - | Date of reporting obligation : 10/11/2008

Reporting Person : - | Type of securities : - | Date of reporting obligation : 03/11/2010

Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/10/2011