auditor appointed by an audit firm is unable to perform audit work for a listed company and the audit firm has an insufficient number of auditors in the capital market to handle the situation, the listed

Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments to the regulations requiring audit firms to maintain a minimum number of

represents approximately 83 percent of the total number of listed companies, while those having females at the highest management positions (at the CEO and managing director levels) account for 13.85

Details 1) Form 69 – CIS full Filing together with the application for offering for sale of a Hong Kong Covered Fund without restriction on the number of offering periods, but in any case, the offering

Receipts (No. 2) dated 10 July 2015 (effective on 20 July 2015). 5 approved person may offer the depositary receipts for sale within the permitted value without any restriction on the number of issues

, PPP) Market Capitalisation (USD millions) Market CAP/GDP (nominal) Number of all Listed Compa- nies Bangladesh* 244.33 46 999 47% 302 China** 10 085.71 4 762 836 81% 2 063 Chinese Taipei** 821.78 818

restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the

prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to

. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business

. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) which contains certain provisions relating to the restriction of rights and liberties of persons, which Section 29 in