volume among retail investors, 2. The imbalances are more prevalent among lower-priced stocks (below 50 Baht), 3. TO and MO imbalances tend to have opposite signs for retail investors at threshold prices
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
keep pace, essentially lowering retail marketing margin, in opposite to Q4/2018 where crude price dipped throughout the quarter. Furthermore, the price peg during the New Year period, and the discount of
or right of a person arising from derivatives trading. “close out a derivatives position” means to discharge an obligation or terminate rights under derivatives an equal and opposite trade which
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
และรายงาน ประจ าปี ได้หรือไม่ 20 เอกสารแนบท้ายหนังสือเวียน ข้อ 4.13 หน้า 8 ระบุตัวอย่างสถานการณ์ที่ควรก าหนด restrict list ว่า บริษัทจัดการอยู่ระหว่างเตรียม ก าหนดการจ่ายเงินปันผลให้แก่ผู้ถือหน่วยลงทุน
certain reasons. Right to the restrict of processing: You have the right to restrict the processing of personal data for certain reasons. Right to data portability: You have the right to request the SEC