. This amendment approved by the Capital Market Supervisory Board Meeting No. 2/2565 on 15 February 2022 aims to resolve the limitations related to the underwriter’s securities allocation to be in line
security pitfalls previously causing IT incidents in the capital market, and (4) the updated IT rules and guidelines issued by other regulators in the financial sector. The intended outcome is to accomplish
the application of the standards and how to co-operate to resolve such issues. Enhancing Efficiency of SEC officers The SEC prioritizes the continuous competency development of its officers as seen in
Following the concerns from the last public hearing in 2017 on the revision of the principles and regulations relating to the provident fund to resolve the issue that members did not have adequate
partial investment, granting the right of objection on material issues to REIT, having guidelines to resolve conflicts between REIT and investment partners, and providing a statement of opinions on
customer’s knowledge and understanding, branch mentioned in the complaint, type of securities commonly named in the complaint, and amount of time the operator spent to resolve the problems, etc., will be
on leadership responsibilities accordingly. 2. Ethical requirements When audit firms strictly follow ethical best practices and take actions to resolve any issues of non-compliance, it is to be
-being To accomplish these goals, the SEC has outlined organizational plan as a key enabler to drive and support the effectiveness of the intended outcomes and achieve the key results.Today’s seminar
passed its application for rehabilitation process (2) being a company that the Thai court or the Foreign court has approved a rehabilitation (3) being a company that has complied with the plan to resolve