; ในการซื้อขายและการส่งมอบ/รับมอบสินค้า (physical delivery) ของสัญญาซื้อขายล่วงหน้า
Delivery of Notifications and Clarification Notes
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
would be required to ensure that there is a separate securities account for each UBO and register for authentication with the BOT or proceed with any other actions for the BOT’s acknowledgement of the
obligations thereunder. Unless a party is able to offset its position before the settlement date, the seller of futures is obliged to make and the buyer is obliged to take delivery of the underlying asset of
required to disclose information of the fund with material information equivalent to that disclosed by Thai funds to their unitholders. Also, the Hong Kong fund must prepare the factsheet in the format
Regulatory Summary Required documents for an approval of ARFP Passport Funds (for inbound only) A CIS Operator must submit a completed Form 35 – ARFP CIS in hard copies accompanied by all supporting
Manuals/Guidelines Related Rules and Regulations Related Forms List of approved ARFP Passport Funds Regulatory Summary Required documents for an approval of ARFP Passport Funds (for inbound only) A
click here . Part II : Product Restrictions of Qualifying CIS click here . Required documents for an approval of ASEAN 1. ASEAN NRI CIS (for non-retail investors only) A CIS