all stakeholders and TSFC is required to submit monthly progress report to the SEC.?  

.pdf Annual Report 2007 general satisfactory score of 70 out of 100 and received exceptional results in the supervision of securities companies and asset management companies. We made a full score on

uncertainty concerning entity’s ability to continue as a going concern (paragraph........); ( 5.2 An uncertainty relating to the future outcome of exceptional litigation or regulatory action (paragraph

uncertainty relating to the future outcome of exceptional litigation or regulatory action (paragraph........); ฆ 5.3 A major catastrophe that has had, or continues to have, a significant effect on the entity’s

the Capital Market (Normal) I hereby attach the supporting documents required by the Securities and Exchange Commission Office (“SEC Office”) and confirm my willingness to provide any other information

standards, the ASEAN Debt Securities Disclosure Standards, for public offering. In case of the offerings to institutional or high net worth investors, only a minimum free-form disclosure is required. However

and Submission of PVD Factsheet, divided into two cases, i.e.: In case of adding a new investment policy to the existing PVD, the asset management company (AMC) is required to disclose the PVD

proposed regulations can be summarized as follows:  1. Disclosure and submission of PVD Factsheet  1.1 In case of adding a new investment policy to the existing PVD, the AMC would be required to disclose

, required to offer and sell newly issued securities by the Rehabilitation Plan, with an exemption from submitting an application for approval to the SEC, providing further that the Company must comply with

with international standards and the industry?s needs.  The revision involves the following key matters:1. Approval of directors and executives of securities companies(1) A securities company is required