Ranking - Securities/Derivative Business สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:29 Ranking - Securities/Derivative Business Please enter search criteria
The SEC approved rules on undertaking derivatives fund management business for derivatives fund mangers who provide services to the general investors, mutual funds, private funds, and provident funds
Bangkok, July 13, 2009 ? The Capital Market Supervisory Board (CMSB) Meeting No. 8/2009 resolved to allow Thailand Securities Financing Co., Ltd. (TSFC) to resume its business operation.The CMSB had
will be required to comply with the regulations on business operations standards within 90 days from the publication date of the regulations. The consultation paper is available at https://www.sec.or.th
The revised licensing manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the checklist of required documents, the rules related to
clients, they will be required to comply with additional business conduct rules including (1) adhering to the principles of integrity and equal treatment for all clients, (2) operating business in the
Bangkok, October 15, 2009 ? The SEC is conducting a public consultation on the revision of rules on approval of securities business personnel to streamline and expedite the approval process in line
relaxation is to provide Thai investors with professional, reliable advice for off-shore investments and prepare Thai capital market for the upcoming ASEAN linkage.2. Approval of securities business personnel
Pursuant to the Emergency Decree on Digital Asset Businesses of 2018, digital asset business operators are required to obtain a relevant license from the Minister of Finance. Since 2018, three types