Bangkok, November 26, 2008 ? Investor contacts whose approval is expiring at the end of 2008 are advised to submit the renewal application to the SEC by 1 December 2008 to ensure continuity of

Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities.  To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows:  (1)  being bills of ex...

sort out the training and renewal requirements during the social distancing period. In this regard, fund managers, derivatives fund managers, investment analysts, investment consultants and investment

Determination of an Additional Type of Securities

Determination of Fees for Undertaking Business of Licensed Derivatives Exchange

Determination of Undertaking not Deemed as a Derivatives Dealer

Determination of Characteristics of Bills Deemed as Securities (No. 2)

Determination of Additional Types of Securities (No. 8)

Determination of Securities Issuer Deemed as a Company