The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
a valuable venue for networking and knowledge-sharing, the Roundtable produces policy reports and guides. The most important document remains the Roundtable‟s White Paper on Corporate Governance in
the Consolidated Financial Statement amount of THB 69.65 million, an increase of THB 6.12 million or 9.64 per cent, compared to the same quarter last year. As the Company has a policy to control costs
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
digital asset issuance and offering in the primary market and the undertaking of digital asset businesses in the secondary market remains in compliance with the Emergency Decree on Digital Asset
protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two
. Thirachai Phuvanatnaranubala, SEC Secretary-General stated that ?The 10% collateral requirement for cash account remains unchanged and, presently, the SEC has no plan to make any review in this matter.?
with Chapter 1; (2) establishment of policies, measures, and management arrangement concerning information security in accordance with Chapter 2; (3) management of IT assets and the access control to