to Suspend or Postpone Respective Contribution to Provident Fund in Areas Affected by Economic Crisis, Public Disasters or Incidents Impacting Economic Situation. In this regard, employees or employers
11 In the case where a fact appears in the following circumstances, the SEC Office may suspend or revoke the approval of any foreign auditor under Clause 6(1) as deemed appropriate: (1) the foreign
accountants. In considering the sufficiency and reliability of the audit quality control system under (1) of the first paragraph, the SEC Office shall present any facts and opinions obtained from the inspection
SEC Secretary-General Rapee Sucharitkul revealed that “independence of the auditor is a key factor in establishing the reliability of the financial reports. When the international standards on this
Bangkok, May 12, 2014 - The SEC disclosed an inappropriate behavior to the general public and suspend approval of {A}, a former securities investment consultant of UOB Kay Hian Securities (Thailand
auditor in the capital market work for the audit firm on a non-full-time basis, such audit firm shall have not less than four certified public accountants. In considering the sufficiency and reliability of
possesses strong financial position and reliability. It is, therefore, deemed necessary to determine the minimum paid-up registered capital of such person.
______________________________________________________________________ Remark: The rationale for issuing this Notification is to ensure that the person granted a license to be derivatives broker possesses strong financial position and reliability. It is, therefore
issuing this Notification is to ensure that the person granted a license to be derivatives broker possesses strong financial position and reliability. It is, therefore, deemed necessary to determine the
financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was thus unable to gather sufficient evidence for such