Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
example, the issuer have never been rejected any PO submissions due to suspicion in severe inappropriate behavior in the past five years.The revised rules aim to prevent non-listed companies with severe
will be able to operate the businesses after receiving the licenses from Minister of Finance.”If people have suspicion on investment in digital assets, please notify SEC at 1207
ever-growing asset management business by, for example, relaxing several requirements. In so doing, appropriate investor protection is maintained, and more investment choices promoted.? Such amendments
, otherwise, investors may lose a large amount of money. Those who have been persuaded or have suspicion, please contact SEC Help Center at 1207,” Rapee added.Those who are interested and intend to apply for
Documents / email/messages related to the application and services Advertising/solicitation documents or trading documents Contract, trading order, confirmation note, etc. 3 Suspicion of fraud or
cannot conduct the asset appraisal, the fund/trust manager must request a waiver from SEC and must analyze the impact of COVID-19 on the fund and disclose it to investors, (7) relaxing the rule of
for licenses and will be able to operate the businesses after receiving the licenses from Minister of Finance.” If people have suspicion on investment in digital assets, please notify SEC at 1207
suspicion of other possible offenses in case of EARTH’s acquisition of the legal rights over the coal mines in Indonesia. Meanwhile, the SEC has already notified the legal action under the SEA to the AMLO
big loss of money. In making an investment through a securities company, investors must transfer the subscription money to the securities company’s account only. In case of suspicion of trading