Cybersecurity Act B.E. 2562 (2019), with the hope that capital market intermediaries will apply this knowledge into their playbooks in order to cope with cyber threats more effectively." SEC will publish
will apply to all types of digital asset business operators in order to provide more appropriate protection to investors. Examples of the amended regulations are revising the percentage of digital asset
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the results, 192 firms responded, scoring 70% total preparedness in personal data protection.Business operators, who need to accelerate their preparedness for the Personal Data Protection Act, have been advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal b...
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to have alternatives by using the capital market to accumulate wealth in the long run.SEC studied...
Order No. 4/2020 Dated 23/01/2020
in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for product screening in order to offer for sale of debt instruments. SEC Act
/2020 Settlement Committee Order No. 16/2020 Dated 20/05/2020
. SEC Act S.56(2) Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 23/2020 Dated 02/09/2020
Order No. 5/2020 Dated 23/01/2020