instructed RS to clarify the reasonableness of the said transactions as they may raise several issues. For example, potential conflicts of interest under the business structure between RS and GIFT, the

Securities and Exchange Act B.E. 2535 (1992) (SEA), has instructed GIFT to clarify the followings:   (1) The reasonableness of the transactions, which potentially result in (a) conflicts of interest within the

SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...

Co., Ltd. (Pace One) and Pace Project Three Co., Ltd. (Pace Three). The deadline is extended to 15 January 2018. Earlier, the SEC instructed PACE to clarify the reasonableness of the assumptions used

investment in Pace Project One Co., Ltd. (Pace One) and Pace Project Three Co., Ltd. (Pace Three), from 15 January 2018 to 31 January 2018. Initially, the SEC instructed PACE to clarify the reasonableness of

reasonableness of the assumptions used in the fair value measurement, and to publicly disclose such assumptions and the sensitivity analysis on significant factors through the SET's Electronic Information System

reasonableness of the assumptions used in the fair value measurement and to disclose the assumptions, its review of the reasonableness of the assumptions, and the sensitivity analysis on significant factors. The

audit of the financial statements for Q3/2016 on the basis of (1) insufficient evidence on the reasonableness of the management's decision to make transactions for investment in two associate companies

reasonableness of the assumptions used in the fair value measurement, and to publicly disclose such assumptions and the sensitivity analysis on significant factors through the SET?s Electronic Information System

) insufficient evidence on the reasonableness of the management’s decision to make transactions for investment in two associate companies, (2) insufficient evidence on the reasonableness of the management’s