TISCO ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 23/03/2022 - 07/04/2022

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 19/02/2018 - 27/02/2018

บริษัท หลักทรัพย์จัดการกองทุนทิสโก้ จำกัด|กองทุนรวมหน่วยลงทุน (Fund of Funds) | วันที่เสนอขาย : 23/03/2565 - 07/04/2565

acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of

overseen by experts, all aimed at creating an illusion of trustworthiness. In addition, the SEC continues to prevent investment scams in various manners, as follows:           (1) Posting on the

DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22

are being properly managed. As the level of public disclosure has increased in major markets, it is helpful if asset managers explain their thinking on public disclosure even when they have decided not

Rare Earth & Strategic Metals ชื่อกองทุน (อังกฤษ) : TISCO Rare Earth & Strategic Metals Fund บริษัทจัดการ : บริษัท หลักทรัพย์จัดการกองทุนทิสโก้ จำกัด วันที่อนุมัติจัดตั้ง : 3 กุมภาพันธ์ 2565 วันที่จด

standards should be overseen by bodies independent of the pro- fession. Recommendations:  Asian Roundtable economies should work towards convergence with high quality internationally recognised standards and

operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring