The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
Acquisition of Asset and the Entry into Connected Transactions (Revised) 10/09/2021 20:07 The Resolution of the Board of Directors' Meeting No. 7/2021 regarding Approval for the Acquisition of Asset and the
Association of Thai Securities Companies (ASCO)1. The SEC therefore revoked the approval of Auracha as securities investment consultant and prohibited her re-entry as capital market personnel for 10 years
consultant and prohibited her re-entry as capital market personnel for 10 years, starting from December 22, 2015. On other cases, Nattapon was found accepting orders to trade securities in a client?s account
Government Bond Which Deemed as the Connected Transaction 27/07/2021 17:07 Notification of Board of Directors' Resolution Regarding Entry into Acquisition of Assets from S.W. & Sons Co.,Ltd.(Revised) 16/07
purchasers pursuant to the resolution approved in the Meeting. The Company’s Board of Directors (excluding interested director) has considered that the entry into the disposition of Planet’s ordinary shares
raised the capital to 300,000,000 PHP. The Board of Director’s meeting of AEONTS held on August 26, 2016, had resolution to waive of pre-emptive rights of new shares. As a result, the portion of
disposition to the aforementioned 6 purchasers pursuant to the resolution approved in the Meeting. The Company’s Board of Directors (excluding interested director) has considered that the entry into the
in such company 25/08/2021 18:17 Notification of the entering into the Share Sale and Purchase Agreement with Major Cineplex Group Company Limited and the Group of Shareholders 27/07/2021 17:00 Entry