investors to carefully and prudently study the information from the complete version of summarized significant features of securities (Fact Sheet) to clearly understand the product and appraise own risk
decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his
to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was
shareholders and public investors to closely monitor and prudently study information on this matter. In case where shareholders? meeting will be held, shareholders should attend the meeting to seek clarification
areas to ensure practicality and prevent unconstructive effect on the Thai companies. In this regard, the SEC will appoint a working group to prudently work on the guidelines for exemption from IFRS. This
auditing standards. During probation, the sanctioned auditors are advised to perform audit functions more prudently since another material mistake may affect their status as the SEC-approved auditors. # # #
shareholders? decision making on whether to approve GJS to enter into such transactions. As the above information is just basic information, the SEC urges shareholders to prudently study the entire information
Complex Fund (TU-PF), for failing to perform his duties prudently and professionally for the best interest of TU-PF unitholders. The probation, which covers his status as approved property fund manager
transactions. As the above information is just basic information, the SEC urges shareholders to prudently study the entire information from the enclosures for shareholders? meeting in order to make careful
giving advice on securities trading so that their clients will make investment decisions prudently. In this regard, the ASCO has issued a warning statement indicating the names and characteristics of