in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest
Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients’ digital assets, have raised concerns over cybersecurity. The SEC is therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide services to investors continuously and clients’ digital assets are securely safeguarded. The SEC...
Facebook page "Give Financial Advice" impersonates “CP ALL Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 11/09/2024)
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this regard, SEC has reviewed regulations on the operation of investment management business as presc...
Facebook Page อ้างชื่อ Give Financial Advice - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 11/09/2567)
has revoked the registration pursuant to Section 22 and Section 29. 7 Chapter 3 Provisional Representative Section 25. If the SEC Office is of the opinion that any special purpose juristic person which
project occurs; (3) the SEC Office has revoked the registration pursuant to Section 22 and Section 29. Chapter 3 Provisional Representative Section 25. If the SEC Office is of the opinion that any special
changed to be a person other than the original payee, the special purpose juristic person shall give notice of the transfer of the rights of claims to the debtors on the date of the change of the 5 agent
Thai Baht currency value of approximately THB 24,113 million1), after the construction of the ERU Project is completed and the Provisional Acceptance Certificate (the “PAC”) is issued under the CFP. In
documents belonging to the special purpose juristic person shall inform the provisional representative of its possession within the https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/RoyalEnactment