Bangkok, 30 October 2017 ? The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also
burdens and operating costs of private sectors. Currently, there are 68 ongoing projects. Based on the initial assessment, once all 83 projects have been completed, they are expected to help reduce
achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise
handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________
ระดับประสิทธิภาพภาครัฐเพื่ออำนวยความสะดวกในการประกอบธุรกิจด้านการคุ้มครองผู้ลงทุนเสียงข้างน้อย (Protecting Minority Investors) พร้อมกันนี้ ก.ล.ต. ยังร่วมจัดนิทรรศการหัวข้อการคุ้มครองผู้ลงทุนเสียงข้างน้อย
shareholder and is entitled to rights as a corporate owner. The shareholders control the corporation through https://www.sec.or.th/EN/Pages/Investors/Rightsasashareholder.aspx Protecting-Minority-Investors
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No. 21, six levels higher than No. 27 in the preceding year, and No. 5 within the Asia-Pacific region. Two areas of better performances were (1) Dealing with Construction Permits and (2) Protecting
effective system for protecting the client?s asset that are (1) failing to segregate assets under its custody as assets of clients in accordance with the notification and (2) investing assets of clients in