for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process

Audit Firm’s record - Normal

applicant personal information - foreign auditor (normal)

Checklist คุณสมบัติตามเกณฑ์ SPO normal track บริษัทไทย

per annum, with the promise that the company would repay the principal and generate the guaranteed returns gradually every 30 days until the investment contract expired. At the time of the inspection

without authorization and later, when the client found out and rejected such unauthorized transactions, transferred them to another client?s account with a promise to the account owner that he would settle

, claiming returns from cryptocurrencies, digital tokens or package investment plans in the form of Ponzi scheme. Solicitors may also promise or guarantee attractive returns, luring investors into quick

securities for the client's account. Besides, communication records between {A} and his client showed his promise to payback. Making trading decisions on securities in the client's account without the client's

securities were inconsistent with the normal market conditions. In addition, she continuously traded SALEE securities causing the trade of such securities to be inconsistent with normal market conditions to