Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)

This is in response to news on a website stated that the Office of the Securities and Exchange Commission (SEC) will prohibit margin loans and net settlement for shares having turnover ratio of more

assurance or guarantee to an entity subject to a rating action, obligor, originator, underwriter, arranger about the outcome of a particular credit rating action. This does not preclude the CRA from

than general mutual funds, the SEC deems it necessary to prescribe particular regulations on establishment of such funds. In addition, investment limits in property funds or real estate investment trusts

outcome of a particular credit rating action. This does not preclude the CRA from developing preliminary indications in a manner that is consistent with Provisions 1.22 and 2.6(d) of the IOSCO CRA Code

foreign currency to the clients in Thailand; (3) having given information or advice on the capital products denominated in foreign currency in Thailand no longer than ninety days in that particular calendar

particular calendar year. Clause 18 The intermediary shall ensure that the foreign personnel under Clause 16 refrain from undertaking any act which may be unlawful or non-compliance with the relevant rules

ninety days in that particular calendar year. Clause 18 The intermediary shall ensure that the foreign personnel under Clause 16 refrain from undertaking any act that may be unlawful or non-compliance with