} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client
movement was extremely high. However, since SCIB-C1 price movement was in line with the SCIB share price movement, such a wide range is considered logical and explainable. 2. No person sold SCIB-C1 at a
for their own interest or other persons’, causing damage to AJD. In the case of AJD price manipulation,* the SEC has found facts and evidence that during the month of June 2014, Amorn (at the time
transaction was unreasonable and inappropriate. For example, the interest rate of 2% per annum is relatively low compared with an investment with lower risks, and the interest rate is also lower than other
money from the account owners to pay for their trading. With their continued misconduct for a long period of time {A} and {B} gained a lump sum amount of profit from commission fees from their trading
; the transaction is fully qualified in accordance with the company’s investment policy framework; the business will generate cash flow immediately; and the transaction will pave the way for the company
manner. In this regard, SEC proposed this concept at a public hearing at the end of 2017, and had referred the comments for consultation with experts. At this hearing, SEC was open to comments for
for the above matters with respective supporting reasons, and clearly provide information to the bondholders together with the opinions of the bondholder representative. The bondholders are, therefore
for their decision making since the directors and executives are obliged to provide information and opinion on appropriateness of the transactions, with due care and honesty in order to protect benefits
notification requires the business operators to comply with the policy, measures, and practice guideline for the delegation of other persons to operate a business on their behalf, for example, putting in place