as well as financial intermediaries and service providers with the right incentives to perform their roles within a framework of checks and balances. The Principles are intended to be concise

baht. Of this amount, debentures accounted for 92 percent, and bills of exchange covered 8 percent. ?In developing the bond market, the SEC emphasizes striking the right balance by providing the business

Thai capital market. Stakeholders in the financial reporting ecosystem inevitably encounter growing challenges, e.g., the shifting of technology, the rapid evolution of financial transactions, and more

subsequently proposed recommendations and principles for amendment to the Securities and Exchange Act B.E. 2535 (1992) (the Securities and Exchange Act) in significant areas. For example, the granting of

. • Confident to exercise an investor’s rights. • Recognise that carrying out investors’ rights and responsibilities will reduce the possibility of an investment going wrong. • Recognise that all information in a

, suggestions or complaints via internal electronic network and closed-circuit TV systems. We also provided recommendations on compliance with the Statement of Corporate Governance Principles and best practices

(IMA) Control Environment 1. The organization demonstrates a commitment to integrity and ethical values. Questions Yes No 1.1 The board of directors and the management set up principles and guidelines

with the firms’ ethical requirements in order to prevent any breaches of the Code of Ethical Principles. Finally, in a long run, audit firms might consider revising their group structure to minimize

efficient management of risks, in line with the good corporate governance principles. Provisions in the Notification No. Sor Thor. 37/2559 Clause 5 An intermediary shall establish a documented policy on the

and efficient management of risks, in line with the good corporate governance principles. Provisions in the Notification No. Sor Thor. 37/2559 Clause 5 An intermediary shall establish a documented