As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without benefits related to any financial product sellers. Such advice must be made online via website or elect...
into account our own strengths and weaknesses to make sure that we are moving toward the right direction to achieve our goals while maintaining investor confidence locally and internationally
cooperation on AGM assessment and they subsequently made satisfactory outcomes this year. It is very challenging for those excellent companies to maintain their high standards. For those yet to attain the high
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 21/10/2019 - 30/10/2019
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 28/03/2018 - 05/04/2018
strengthening capacities of the organization to cope with change and achieve the SEC Mission.”Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “In laying out the SEC Strategic Plan 2021-2023, we took into
, Thammasat University, on June 19, 2012.?As technology advancement tremendously changes people?s lifestyles, the SEC realizes the advantages of using technology to reach investors and the general public
Statement Revise 2019 Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters /Others 2019 Reviewed Consolidated Q3 30/09/2019 Unable to reach any conclusion with an
Statement Revise 2020 Company Q2 30/06/2020 2020 Consolidated Q2 30/06/2020 2019 Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters /Others 2019