Sanction Mr. Somchart Mahakijkosol Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in

Sanction Miss Ponpimon Laochariyakul Buying or selling securities for her own benefit by using clients? accounts

2. Miss Yuvadee Kulvanichpisit3. Mr. Kanpol MarthongNotification No.SorThor. 67/2543 Re: Registration of Marketing Officer dated December 21, 2000, amended by Notification No. SorThor. 36/2545 Re: Registration of Marketing Officer (No. 4) dated September 16, 2002. clause 15/1

Sanction 1. Miss Nasai Saneykun Notification No.SorThor. 67/2543 Re: Registration of Marketing Officer dated December 21,2000, amended by

Sanction MISS SUNAN WIRUCHVARAKUL Clause 14 (6) , Notification of the Office of the SEC No.SorThor. 67/2543 Re: Registration of Marketing Officer

of Section 317/11 of the Securities and Exchange Act.  The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of

Bangkok, March 15, 2011 ? The SEC will propose permission for precious metals business operators to undertake derivatives business limited to brokerage of precious metals derivatives, as part of the

Bangkok, 13 June 2018 ? The SEC has announced that the other six offenders in the share manipulation case against Asset Bright Public Company Limited (ABC) have consented to the civil sanction

Bangkok, 6 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Jajjai Dhammarungruang and Ms. Benjamas Dhammarungruang, for using inside information to sell shares of

Bangkok, 6 June 2018 ? The SEC has imposed civil sanction on Mr. Jajjai Dhammarungruang, Vice President and Executive Director of Modernform Group Public Company Limited (MODERN), for using inside