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Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5889

SEC invites public comments on proposal to institute FETCO as juristic person

SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8754

SEC urges employers to offer PVD as a key investment tool for retirement plan

savings. However, PVD could still be a success factor if all parties involved seriously learn to make the most out of this retirement savings tool,? Mr. Rapee added.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6456

SEC and BOT co-organize a seminar on “Thailand Taxonomy: A Reference Tool for Sustainable Economy”

Reference Tool for Sustainable Economy” by Ms. Ornsaran Manuamorn from the Climate Bonds Initiative (CBI).Thailand Taxonomy Phase I focuses on the classification of economic activities relating to the energy

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10385

SEC and SET co-host a seminar on class action as another tool to protect investors? interest

Bangkok, June 21, 2016 ? The SEC and the Stock Exchange of Thailand (SET), with support from the Office of the Judiciary, have recently co-organized a capital market seminar to discuss how class action* can be another legal option for protecting investors? interest.Guest lectured by Appeal Court Judge Pongdej Wanichkittikul to stakeholders from listed companies, the Thai Investors Association and the Association of Investment Management Companies among others, the seminar highlighted the princip...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6356

SEC requests the public prosecutor to bring the case to the Civil Court against a person for PICO price manipulation and reports the case to AMLO

According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8582

ก.ล.ต. ร่วมเสวนาออนไลน์ APEC Workshop on Crowdfunding: An Alternative Economic Tool to Promote Innovation in This Digital Era for Inclusive Growth

Crowdfunding: An Alternative Economic Tool to Promote Innovation in This Digital Era for Inclusive Growth ในหัวข้อ Developing Effective Crowdfunding Regimes เพื่อบรรยายและแลกเปลี่ยนประสบการณ์ในการกำกับดูแลและ

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9080

SEC proposes to specify “digital asset custodial wallet provider” as a new digital asset business and to introduce measures to prevent misuse of digital assets as a tool to commit crime

, discussions with relevant enforcement agencies have raised concerns that digital assets may be used as a tool to commit crime such as narcotic drugs and money laundering related crime because the transacting

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8771

The SEC’s public hearing on the proposed measures to prevent the usage of digital asset as a tool in the commission of crime and to supervise digital asset custodial wallet provider

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=691

Intro to Impact Flow

Intro to Impact Flow An Introduction to Impact Flow Impact Management and Measurement Tool Inspire Incubate Invest Spread insightful inspirations and build learning networks through a combination of

https://www.sec.or.th/TH/Documents/Seminars/seminar-271065-08.pdf