Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the

SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in

According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders.  As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...

In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related

bidder on January 30, 2019, namely Ocean Fitting Co., Ltd., which is the Company’s connected person, whose bid amounted to Baht 78,000,000 (Seventy-eight million baht), which is lower than the book value

on the upcoming or intricate financial reporting standards. Additionally, the SEC will continue to encourage listed companies to establish a more robust internal control system. In so doing, we will

Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/09/2004

Reporting Person : - | Type of securities : - | Date of reporting obligation : 16/09/2005

Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/06/2006

Reporting Person : - | Type of securities : - | Date of reporting obligation : 25/06/2007