ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 18/01/2021 - 28/01/2021
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
, requirement, or policy made or given by or to be taken into account by the Recognised ACMF Member in its jurisdiction; “Licensed Firm” means any legal person authorised to undertake the business related to
Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/02/2018
Reporting Person : - | Type of securities : - | Date of reporting obligation : 13/02/2019
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/05/2002
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/01/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/01/2005