supervision, initiate cooperation and address key challenges, which can lead to common practices at the regional level in the future. IOSCO APRC Meeting will discuss important and challenging issues such

were subject to civil sanctions under Section 296 of the SEA, as amended, too.   The Civil Sanction Committee has resolved to authorize SEC to initiate a civil sanction proceeding against Chantip

) in conjunction with Section 244 (4). All three are liable to the penalties under Sections 296 and 296/2 of the SEA.  The Civil Sanction Committee has resolved to authorize SEC to initiate civil

. } Develop a focus list. } Establish which types of engagement you are likely to employ as well as your level of resources to achieve your goals. } Determine how you will initiate communications with the

conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty

globally, so as to address persistent deficiencies in listed public interest entity  audits. To achieve this goal, the AARG will ramp up its engagement with the Big-Four audit firms? leadership to address

structure with the TCFD recommendations [2] , making them easily comprehensible. Companies have the option to implement these recommendations or initiate an analysis of their actions related to nature

from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online

shareholders to initiate class-action 4 or derivative suits 5 against board 4 In a class-action lawsuit, a group of shareholders file suit directly against the board members or others for damages suffered by the

person became aware of the disclosure of the false statement or five years from the date on which such act was committed. To initiate a Class-Action lawsuit Investors can arrange to claim compensation via