Supervisory Board.* Therefore, SEC will not accept his future application for approval as personnel in the capital market business for a period of five years, effective from 25 February 2020. Investors are
Bangkok, June 27, 2014 ? The SEC is seeking public comment on revision of public offering rules to impose a barring period on re-filing of application for securities public offerings. Such period
the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty
B.E. 2535 (1992). By committing the aforesaid act with a wrongdoing intent, Wichai benefited from the results of the election. Such misconduct is therefore liable to dishonest performance of duty
extension of submission period due to the delay of appraisal report obtained from the appraisal company. In addition, since there are a lot of details, it takes time for the company to review the information
period for the applications for approval of the establishment and modification of SRI Funds, submitted during 1 January – 31 December 2024. This short-term measure aims to support asset management
ที่ตอบ : 06/06/2548 คำถาม : บลจ. ซื้อหุ้นในการขาย private placement ซึ่งมีข้อกำหนดเรื่อง holding period ต่อมา บลจ. ได้สั่งขายหุ้นดังกล่าวก่อน
approval before the submission period is expired.