Bangkok, June 27, 2014 ? The SEC is seeking public comment on revision of public offering rules to impose a barring period on re-filing of application for securities public offerings. Such period
Bangkok, February 12, 2013 ? The SEC encouraged the Association of Investment Management Companies (AIMC) to improve the performance calculation practice of asset management companies to be in line with international standards in performing their role of information disclosure to facilitate investors? investment decisions. SEC Secretary-General Vorapol Socatiyanurak said in the first-quarter meeting with AIMC: ?The SEC encourages the association to urge asset management companies in addition to...
enhancement for investment analysts and research, as well as securities professionals to build investor confidence and strengthen business competitiveness. The meeting also discussed certain business obstacles
extension of submission period due to the delay of appraisal report obtained from the appraisal company. In addition, since there are a lot of details, it takes time for the company to review the information
period for the applications for approval of the establishment and modification of SRI Funds, submitted during 1 January – 31 December 2024. This short-term measure aims to support asset management
ที่ตอบ : 06/06/2548 คำถาม : บลจ. ซื้อหุ้นในการขาย private placement ซึ่งมีข้อกำหนดเรื่อง holding period ต่อมา บลจ. ได้สั่งขายหุ้นดังกล่าวก่อน
approval before the submission period is expired.
Company Limited. The 180-day period of asset attachment, starting from the date specified in the order, will expire on 1 January 2024.*The wrongdoings subject to the SEC’s criminal complaint in this case
in the same period of last year. The details are as follows: - The revenue from sales and service totaled 114.61 million baht, up by 2.48 million baht or 2.21 percent from the same period of last year