March this year.The key changes to the rules include: - To re-define the term, ?patron? as any person who makes contribution to the issuer clearly and continuously, or any person who has a potential to
), which could subsequently cause irregular trading after the securities listing. The proposed key changes concerning IPO share allocation are: 1. To redefine the term, ?patron? as any person who makes
licensed to undertake securities business in the category of underwriting, including any selling agent; (6) “ patron ’ means a person who patronises the issuer, for instance, clients, suppliers, employees of
underwriting, including any selling agent; (6) “patron’ means a person who patronises the issuer, for instance, clients, suppliers, employees of a conglomerate company or joint venture; (7) “SEC Office” means
, including any selling agent; (6) “patron’ means a person who patronises the issuer, for instance, clients, suppliers, employees of a conglomerate company or joint venture; (7) “SEC Office” means the Office of
exclude persons who are allocated as a result of their position as director, employee, or patron of the issuer. (b) prepare a summary report of securities allotment categorized by client groups, that are
, employee, or patron of the issuer. (b) prepare a summary report of securities allotment categorized by client groups, that are, those who have trading accounts and transactions with the securities
. The name list of the largest allocated persons under the first paragraph shall exclude persons who are allocated as a result of their position as director, employee, or patron of the issuer. (b) prepare
shall not include persons who are allocated as a result of their position as director, employee, or patron of the issuer. (b) prepare a summary report of securities allotment categorized by client groups
position as director, employee, or patron of the issuer. (b) prepare a summary report of securities allotment categorized by client groups, that are, those who have trading accounts and transactions with the