Bangkok, November 19, 2012 ? The SEC Mobile App ?start-to-invest? is now available for Android users after its debut on iPhone and iPad hit almost 50,000 downloads. Meanwhile, the SEC welcomes

ก.ล.ต. พัฒนา Mobile App ?start-to-invest? ช่วยวางแผนการเงินสำหรับชาว Android  ภายหลังจาก App บน iPhone และ iPad ได้รับการตอบรับจากผู้สนใจดาวน์โหลดเกือบครึ่งแสน  พร้อมร่วมงาน SET in the City

ก.ล.ต. พัฒนา Mobile App ?start-to-invest? เวอร์ชั่น 3 เปิดให้ทดลองจัดสรรเงินลงทุน เพื่อดูผลตอบแทนและความเสี่ยง พร้อมเป็นช่องทางเข้าถึงข้อมูลที่หลากหลาย และติดต่อกับผู้ให้บริการเพื่อลงทุนได้ในที่เดียว

1-22, 2010. She had submitted trading reports via electronic channels and mobile phone to the client who accepted the transactions. Such trading had resulted in a 73,400 baht loss for which {D} paid

?April. AGM serves as a venue of shareholders to exercise their rights to vote and ask for clarification in management related issues from companies? directors, executives and auditor. Vorapol said that

Bangkok, November  20, 2013 ? SEC, ThaiBMA and TIA introduce ?Bond Supermart? to encourage retail investors access to corporate bonds in the secondary market with adequate information for investment

In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for

Bangkok, September 5, 2011 - The SEC has suspended two investor contacts, (1) {A}  for not taping the conversation made with client on trading orders and (2) {B} for interfering with client's assets

also admitted taking such trading orders via mobile phone.  In addition, some of his clients' trading orders showed the concurrent price and time of the securities traded or canceled.  Furthermore, the

Bangkok, June 8, 2012 - The SEC publicly disclosed inappropriate behavior of three investment consultants, namely, {A}, {B}, and {C}, for not taping clients' securities and derivatives trading orders