technology risk framework 1 สงิหาคม 2565 การอบรมการใชง้าน ระบบ ESUBMISSION 2©Copyright ระบบ ESUBMISSION : วตัถปุระสงค์ เป็นชอ่งทางอ านวยความสะดวกใหก้บัผูอ้อก หลกัทรัพย ์ตวักลาง และอืน่ๆ ในการจัดสง่
technology risk framework รวมคลปิบรรยาย ระบบ ESUBMISSION Phase 2 1 สงิหาคม 2565 2©Copyright ภาพรวมระบบ ESUBMISSION เนื้อหา 1. วัตถุประสงค์ของระบบ ESUBMISSION 2. การประยุกต์ใช้ Digital ID ภาครัฐ 3
ระบบติดตามสถานะของคำร้อง (CASE PROGRESS)
Regarding the case of More Return Public Company Limited (MORE) share price and/or volume manipulation during July-November 2022, in which the SEC had continuously endeavored to bring all of the offenders into the enforcement proceedings, criminal complaints were filed with the Economic Crime Suppression Division (ECD) of the Royal Thai Police on 10 February and 27 June 2023, with 18 and 32 offenders, respectively, The DSI has accepted the case as its special case and the SEC has reported the ca...
Further to requests via the media for the SEC to promptly announce the result of its investigation on SCIB-C1 case, the SEC would like to inform that presently, the investigation into SCIB-C1 case has not been completed yet and is still in the process of seeking detailed information from various securities companies and financial institutions. Besides, the information forwarded by the Stock Exchange of Thailand did not cover the securities trading on August 16, 2004. Expectedly, if compilation o...
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
Bangkok, January 29, 2010 ? The SEC and the Association of Securities Companies (ASCO) held its first quarterly meeting of the year to update progress in three major areas as follows: 1. Preparation
Bangkok, January 10, 2008 ? The SEC is conducting a public survey on the draft rules, conditions and procedures for risk management preparation of securities and derivatives business operators to
Bangkok, January 10, 2008 ? The SEC is conducting a public survey on the draft rules, conditions and procedures for risk management preparation of securities and derivatives business operators to
April 26, 2012.In addition, the SEC requires PAF to report through the SET ' s electronic system within April 26, 2012 the progress following the board of directors ' resolution on November 10, 2011