apply DLT to various processes, from issuance and offering for sale in the primary and secondary markets to post-offering processes related to corporate bonds, SME shares, mutual funds and derivatives
determining the characteristics of patronage and IPO allocation to patrons; and - To shorten the deadline for the IPO post-offering report from 45 to ten days as from the closing date.The proposed amendments
well as post-sales processes, by requiring intermediaries to improve effectiveness of internal communication with their salespersons and laying down effective monitoring system to ensure service quality
deadline for the IPO post-offering report from 45 to 7 business days as from the closing offer date in sync with the deadline for securities listing; and 3. To extend the prohibition period for share
addition, the SEC plans to continuously develop the platform, such as adding details and information on offering of each class of ESG bonds, including relevant post-offering reports** by 2023 for
FinTech Virtual Seminar 2020 will be broadcast live via SEC Fan Page. Viewers are welcome to post questions and share views real-time with guest speakers and the online community. The seminar will run
limitations. As a result of this proposed amendment, the Regulatory Sandbox would cover both pre-trading and post-trading activities in the capital market. The consultation paper is available at https
development of asset management industry and enhance competitiveness of asset management companies not bank subsidiaries, but also open access for potential operators, such as Thailand Post, to take part in
discussed issues of common interest among capital market regulators around the world namely, monetary policy and economic recovery in the post-COVID-19 world, establishment of cooperation among
into green bond: post-issuance reporting and sector eligibility criteria” เพื่อส่งเสริมการระดมทุนผ่านการออกตราสารหนี้เพื่ออนุรักษ์สิ่งแวดล้อม (Green Bond) และการมีส่วนร่วมของตลาดทุนไทยในการขับเคลื่อน