amendment will involve revision of certain outdated provisions on the prohibited characteristics of personnel in the securities and derivatives businesses that have been in use since 2005 as well as those of
activities, resulting in a repeal of a number of notifications previously issued by the SEC. As replacement, 109 new notifications are issued, adopting the governing notifications of which outdated provisions
such, impractical and outdated regulations will be revised to support underwriters? performance with trustworthiness and responsibility to investors, which will eventually build up their own credibility
changing and our CRA regulations are becoming outdated. This supervisory amendment will enhance CRA credibility, conflicts-of-interest management, and information disclosure and safekeeping. This would help
Zipmex’s business rehabilitation petition, the company will enter a moratorium or an “Automatic Stay” period, during which clients can still withdraw their assets as desired and Zipmex will still be an
regulations. Whereas the laws or regulations that are no longer necessary or outdated, or become obstacles to public livelihood or occupation will be repealed or revised to eliminate burden on people and
defective operation was caused by (1) its insufficient process of issuer credit review and (2) its outdated list of approved securities for investment. Such inadequate operation was against the operational
registrar to take a photo of the contract or make a copy of the contract for the clients, the securities registrar shall provide the desired documents and may charge the clients for expenses as deemed
unused, outdated machines Baht 23 million. 1,361 1,327 1,204 1,456 1,302 1,240 1,205 1,174 9 (15) (124) (143) (52) (63) (35) (60) (200.0) (180.0) (160.0) (140.0) (120.0) (100.0) (80.0) (60.0) (40.0) (20.0
Focus on selecting products in groups that are desired by consumers. Marketplace promotions have been created to attract customers, such as store discounts and additional Marketplace discounts, causing