securities outside the stock exchange if abiding by the regulations, conditions and procedures set by the SEC Office. Earlier, the law prohibited such companies to trade securities outside the stock

Order No. 4/2020 Dated 23/01/2020

in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for product screening in order to offer for sale of debt instruments. SEC Act

/2020 Settlement Committee Order No. 16/2020 Dated 20/05/2020

. SEC Act S.56(2) Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 23/2020 Dated 02/09/2020

Order No. 5/2020 Dated 23/01/2020

?), shall be liable, under section 283 of the Securities and Exchange Act B.E. 2535, to an offence of Bualuang Securities. The offence of Bualuang Securities is a result of an order or an act of Mr. Khophong

Market Supervisory Board by managing an advertisement of foreign mutual fund in the inappropriate manner of content, proportion of content and form of presentation in order that a client would be able to