Bangkok, June 5, 2015 ? SEC Secretary-General talked strategy and vision, emphasizing on understanding business and improvement of ecosystem where regulations are practical and developed from the views of regulator and regulated persons. Meanwhile, better communication will allow stakeholders to learn of purposes, objectives and benefits of the regulations which must also be responsive to their needs. As such, intended outcomes from the supervision and development of the Thai capital market will...

trainings, support for tool development in order to uplift the overall audit quality”._________________________

also be interviewed by the SEC. The revision of qualifications aims to uplift quality and quantity of the valuers to serve fund raising through increasingly capital market product variety while helping

audit firms, with their tremendous effort, have improved their audit quality assurance system in line with quality control standards and thus uplift quality of audit work and financial reports throughout

, issuers, selling agents and investors. Their participation will be vital to enhance linkages between the Thai and global capital markets and thus uplift Thai capital market development. SEC Secretary

year’s campaign will be launched under the theme, “Investment Literacy for New Gen” to uplift the importance of money management skills and investment skills as a New Gen life’s skill and to raise

environment resulted from freer flow of capital and ever more connected capital markets and economies.??In the past years, the SEC has put a lot of efforts to uplift professional standards and audit quality in

volume among retail investors, 2. The imbalances are more prevalent among lower-priced stocks (below 50 Baht), 3. TO and MO imbalances tend to have opposite signs for retail investors at threshold prices

Uplift ดว้ยตูบ้รกิำร อเนกประสงค์ ภำครัฐ หรอื ตูบ้ญุ เตมิ SEC Classification : ใชภ้ายใน (Internal) 5©Copyright การพสิจูนแ์ละยนืยนัตวัตนทีตู่บ้รกิารอเนกประสงคภ์าครฐั สอดบัตรประชำชน ทีตู่อ้เนกประสงคภ์ำครัฐ ย

or right of a person arising from derivatives trading. “close out a derivatives position” means to discharge an obligation or terminate rights under derivatives an equal and opposite trade which