SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...

ฟื้น คืนโลกสีคราม” Planet Ocean: Tides are Changing โดยได้รับเกียรติจากนายวราวุธ ศิลปอาชา รัฐมนตรีว่าการกระทรวงทรัพยากรธรรมชาติและสิ่งแวดล้อม เป็นประธานในงาน เมื่อวันที่ 8 มิถุนายน 2566 ณ ลานหินขาว

with the changing capital market landscape, SEC views it is appropriate to revise the fee for undertaking business of derivatives exchange. The consultation paper is available at https://www.sec.or.th

The fast changing situation and high uncertainty due to external factors, especially the Covid-19 pandemic and digital disruption, affect several sectors, which in turn influences developmental

Champeeratana said: “The landscape of the Thai capital market is constantly changing and becoming more complex. SEC’s role is to lay out directions and policies adaptive to such change and in line with the

principles and changing advanced technologies. The proposed revisions would apply to future exchange, derivative clearing house, securities clearing house and securities depository with regard to improvement

แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and

Forms and Procedures for Filing or Changing Information on Issuing Company Directors and Executives