Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk
intermediaries Intermediaries will be required to have a proper operational procedure to satisfy that each investor is qualified under the regulation and have the investor take a suitability test before selling
. The outbreak put pressure on market value of domestic Ready-to-drink Tea (RTD Tea) market to decline by 18.6% in the quarter, compared to the same period last year. To minimize the impact, the company
sharp decline in tourism from cross border restriction still post a negative outlook for telecom and our core service revenue. AIS will be focusing on mobilizing and digitalizing operational responses to
sales Revenue from OEM was Baht 62.3 million, decreased 14.1% from 1Q19, decline in economic conditions in the UK and EU markets, with covid-19 not yet reached in March. Unit : Million Bht. Q1 Q1 YoY
1 Organizational Structure, Operating System and Operational Control Clause 2 In undertaking the derivatives business, a derivatives dealer shall set up organizational structure, operating systems and
Organizational Structure, Operating System and Operational Control Clause 2 In undertaking the derivatives business, a derivatives dealer shall set up organizational structure, operating systems and operational