) Such delegation must obtain consent from the customer. Any person to be appointed as a marketing agent of the derivatives fund manager shall be approved by the Office in accordance with the rules as
derivatives fund manager; and (2) Such delegation must obtain consent from the customer. Any person to be appointed as a marketing agent of the derivatives fund manager shall be approved by the Office in
Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds
Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
On 19 September 2023, Mrs. Pornanong Budsaratragoon officially commenced her role as Secretary-General of the Office of the Securities and Exchange Commission (SEC). The management and staff extended
Notification of the Office of The (Translation) PAGE (Translation) -4- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
Notification of the Office of The (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand
Facebook page Marketing Thailand : Unlicensed securities and derivatives business (Disclosure Date : 31/05/2023)
Facebook page ?Marketing Center? : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2024)