Bangkok, November 19, 2012 ? The SEC Mobile App ?start-to-invest? is now available for Android users after its debut on iPhone and iPad hit almost 50,000 downloads. Meanwhile, the SEC welcomes
ก.ล.ต. พัฒนา Mobile App ?start-to-invest? ช่วยวางแผนการเงินสำหรับชาว Android ภายหลังจาก App บน iPhone และ iPad ได้รับการตอบรับจากผู้สนใจดาวน์โหลดเกือบครึ่งแสน พร้อมร่วมงาน SET in the City
ก.ล.ต. พัฒนา Mobile App ?start-to-invest? เวอร์ชั่น 3 เปิดให้ทดลองจัดสรรเงินลงทุน เพื่อดูผลตอบแทนและความเสี่ยง พร้อมเป็นช่องทางเข้าถึงข้อมูลที่หลากหลาย และติดต่อกับผู้ให้บริการเพื่อลงทุนได้ในที่เดียว
admitted that he had been authorized by his clients to enter securities trading orders on the clients' behalf and then inform such client via mobile phone after the trades were executed. {A} also admitted
failed to show evidence of their clients trading orders, and most of them admitted that they had taken orders via mobile phone, claiming the clients unfamiliarity with order execution via phone recording
also admitted taking such trading orders via mobile phone. In addition, some of his clients' trading orders showed the concurrent price and time of the securities traded or canceled. Furthermore, the
contact him via mobile phone instead. Due to such behaviors, the employer suspended Nattavut for one month, starting from July 2 to 31, 2007. The SEC imposed the same sanction, taking effect simultaneously
to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
they incompletely recorded client's securities or derivatives trading orders due to their receipt of such orders via mobile phone. The SEC therefore publicly diclosed their inappropriate behavior and
}, a securities investment consultant of the same company, did not record their clients? securities trading orders. The three persons admitted that they took large amount of orders via mobile phone in