SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...

Re: Particulars of Notice Calling Shareholders’ Meeting of Listed Companies to Obtain Approval for Issuance and Offer of Securities for Sale

the Derivatives Act B.E.2546 (2003). The public prosecutor issued a prosecution order against the alleged offender; however, the public prosecutor cannot bring the alleged offender to trial. DV Act

the company. The public prosecutor issued a prosecution order against the alleged offender; however, the alleged offender escaped and an arrest warrant was issued to bring the alleged offender to trial

, the public prosecutor cannot bring the alleged offender to trial. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 23/06/2010

., Ltd. in 2004. The public prosecutor issued a prosecution order against the alleged offender; however, the alleged offender escaped and an arrest warrant was issued to bring the alleged offender to trial

sanctions under Section 125. The public prosecutor issued a prosecution order against the accused; however, the accused escaped and an arrest warrant was issued to bring the accused to trial. DV Act

. (b) Kerry shall use its advertising budget on the media network of the Company and/or any of its group companies at the agreed amount. (c) Kerry shall, as a trial run, allow the Company to deliver

issued a prosecution order against the alleged offender; however, the alleged offender escaped and an arrest warrant was issued to bring the alleged offender to trial. SEC Act S.307 308 311 Criminal