order and control STARK to issue rectified financial statement, but he neglected his duties and consented to the falsification of STARK and its subsidiaries’ financial statements. Moreover, Mr. Prakorn
officer by the Stock Exchange of Thailand due to his dishonesty. The aforementioned reflected that Mr. Kultavarakorn neglected to comply with the specified rules and regulations, failed to provide
control STARK to issue rectified financial statement, but he neglected his duties and consented to the falsification of STARK and its subsidiaries’ financial statements. Moreover, Mr. Prakorn http
. The SEC findings also revealed that {D}, AEC co-chief executive officer in charge of back office, and {E}, AEC co-chief executive officer in charge of front office, had generally neglected supervision
executive officer in charge of front office, had generally neglected supervision and surveillance of AEC?s core work systems and failed to amend and rectify even though they had been informed of the company?s
she neglects or has neglected reasonable examination in order for preventing the juristic person or business which he or she has power of management or the operator under his or her supervision (if any
reasonable grounds to believe that he or she neglects or has neglected reasonable examination in order for preventing the juristic person or business which he or she has power of management or the operator
abets, or has involved in or abetted such act of other persons; 7 7. having reasonable grounds to believe that the person neglects or has neglected to conduct proper examination in order to prevent the