Summary of Rules on Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People’s Republic of China and Thailand (HK-TH MRF) 1. Offerings for sale of Hong Kong Covered

Checklist for Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand (HK-TH MRF) Application Form Name of Hong Kong Covered Fund

Name of Hong Kong Covered Fund: _____________________________________________ Name of Hong Kong Covered Management Company: ___________________________________________________________________________

Memorandum of Understanding concerning Mutual Recognition of Covered Funds and Covered Management Companies and related cooperation (Memorandum) on 20 January 2021 (as amended from time to time). 2. In this

Covered Funds and Covered Management Companies and related cooperation (Memorandum) on 20 January 2021 (as amended from time to time). 2. In this circular, Thai domiciled funds that are eligible for SFC

projects in scope for the Criteria 6 1.5. Key elements to the Criteria 6 1.6. This document and supplementary information available 6 1.7. Revisions to these Criteria 7 2 Assets 8 2.1. Assets covered by

covered in the sustainability building goals to make sure that Thai ESG Funds will be another efficient channel for long-term savings and investment for the public. We should also underline the important

the CPD records? 9 Does the firm maintain the list of persons who didn’t comply with the mandatory and firm’s CPD targets and its plan for correcting the situation? 10 Whether CPD/training is covered in

People's Republic of China and Thailand With reference to the Memorandum of Understanding concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (HK-TH MRF

offering of funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand  With reference to the Memorandum of Understanding concerning Mutual Recognition of Covered