SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
The Securities and Exchange Commission (SEC), led by Ms. Archinee Pattamasukhon, Assistant Secretary-General, along with SEC executives and staff, donated necessary items to the Fueng-Fah Home for
decline in sales revenue was largely due to the impact of Covid-19 pandemic resulting in an economic slowdown and closure of INGRS operations in Indonesia, India, Thailand and Malaysia. The local Movement
Instruments. The company has been affected by the government measures under the Emergency decree due to the prohibition a restriction on the people movement across provinces for some ongoing projects. However
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
) Consequences of the merger or termination and their effects on existing investors; (d) Any other actions as deemed necessary for the interest of the unitholders; (e) Estimated costs or expenses and the entity
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
the contract’s value, a relatively small movement of the market can lead to either large losses or gains within a short period of time. The Client may sustain losses significantly beyond the amount of